Магистратура
2020/2021
Этические и профессиональные стандарты
Статус:
Курс обязательный (Финансовый аналитик)
Направление:
38.04.08. Финансы и кредит
Кто читает:
Банковский институт
Где читается:
Банковский институт
Когда читается:
2-й курс, 1 модуль
Формат изучения:
без онлайн-курса
Прогр. обучения:
Финансовый аналитик
Язык:
английский
Кредиты:
3
Контактные часы:
20
Course Syllabus
Abstract
This course is targeted on a developing of practical knowledge and recognition of standards of professional conduct that is conventional in financial industry. b. Pre-requisites: Financial Reporting and Analysis, Financial Instruments Market: Fixed Income and Equity c. Course Type: Compulsory
Learning Objectives
- The students should be able to: • explain ethics; • describe the role of a code of ethics in defining a profession; • identify challenges to ethical behavior; • describe the need for high ethical standards in the investment industry; • distinguish between ethical and legal standards; • describe and apply a framework for ethical decision-making.
Expected Learning Outcomes
- The successful students should be able to: • evaluate policies and practices for a firm and an individual in relation to the Code of Ethics and Standards of Professional Conduct; • explain the appropriate action to take in response to conduct that violates the Code of Ethics and Standards of Professional Conduct.
Course Contents
- CFA Institute Professional Conduct Program
- The Code of Ethics
- The Standards I-VII overview
- Standard I – Professionalism
- Standard II – Integrity of Capital Markets
- Standard III – Duties to Client
- Standard IV – Duties to Employer
- Standard V – Investment Analysis, Recommendations, and Actions
- Standard VI – Conflict of Interest
- Standard VII – Responsibilities as CFA Institute Members and Candidates
- Standards I-VII Case Studies
Assessment Elements
- the solution of three practical cases
- final exam
- the solution of three practical cases
- final exam
Interim Assessment
- Interim assessment (1 module)0.7 * final exam + 0.3 * the solution of three practical cases
Bibliography
Recommended Core Bibliography
- Becker, C. U. (2019). Business Ethics : Methods and Application. New York: Routledge. Retrieved from http://search.ebscohost.com/login.aspx?direct=true&site=eds-live&db=edsebk&AN=1982142
- Sison, A. G., Ferrero Muñoz, I., & Guitián, G. (2018). Business Ethics : A Virtue Ethics and Common Good Approach. New York: Routledge. Retrieved from http://search.ebscohost.com/login.aspx?direct=true&site=eds-live&db=edsebk&AN=1729153
Recommended Additional Bibliography
- Okpara, J. O., Mboga, J., & Lau, E. (2019). Culture and attitudes towards business ethics: Empirical evidence from an emerging economy. International Journal of Business & Applied Sciences, 8(2), 9–28. Retrieved from http://search.ebscohost.com/login.aspx?direct=true&site=eds-live&db=bsu&AN=138408503
- Wernaart, B. F. W., LL.M., & Ph.D.,. (2018). Ethics and Business : A Global Introduction (Vol. First edition). Utrecht, The Netherlands: Noordhoff Uitgevers BV. Retrieved from http://search.ebscohost.com/login.aspx?direct=true&site=eds-live&db=edsebk&AN=1921064