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  • Formation Of The Legal Environment Of A Financial Market Participant Based On Regulatory And Supervision Technologies

Formation Of The Legal Environment Of A Financial Market Participant Based On Regulatory And Supervision Technologies

Student: Kulakhmetov Bulat

Supervisor: Gevorg Malashenko

Faculty: Higher School of Law and Administration

Educational Programme: Lawyer on the Global Financial Market (Master)

Year of Graduation: 2020

This thesis analyzes the impact of regulatory and supervisory technologies on traditional phenomena: "legal environment", "financial market", "supervision and regulation". The author describes in his research certain features of legal modeling of actions of a financial market participant in the digital age. This work includes description of the essence of the concepts "RegTech" and "SupTech". The author also analyses potential areas of application of the new technologies by central banks to improve the efficiency of control procedures. The significant part of this research includes the author’s analysis of risks and the necessary level of regulatory impact for the effective implementation of projects in the field of RegTech and SupTech. Key words: regulatory environment, legal modeling, financial market participant, regulatory technology, supervision technology, regtech, suptech, digital economy, compliance, compliance risk, regulatory sandbox, cyber risk, predictive analytics, аnti-money laundering, kyc, due diligence, legal entity identifier.

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